CITIES AND
TOWNS - JAILS -Authority of cities and towns to contract with
nongovernmental
entity to construct, lease, or operate a jail.
1. A code
city may contract with a nongovernmental entity for the
construction
of a jail for the city.
2. A code
city lacks authority to enter into an operating lease agreement
for a city
jail with a nongovernmental entity.
3. A code
city lacks authority to contract with a nongovernmental entity to
provide
overall management or law enforcement services in a city jail;
however, the
city may contract with a private entity for other jail-related
services.
***********************************
November 15,
2000
The
Honorable Sid Snyder
Senator,
19th District
P. O. Box
531
Long Beach,
WA 98631 Cite As:
AGO 2000 No.
8
Dear Senator
Snyder:
By letter
previously acknowledged, you requested the opinion of this office
on the
following questions:
Does a code
city have the authority to contract with a non-governmental
entity for
the construction of a jail?
Does a code
city have the authority to lease a jail from a non-governmental
entity?
Assuming
that the city employs the chief administrative officer of the jail
and retains
direct accountability, does a code city have the authority to
contract
with a non-governmental entity for services associated with the
jail? These
services could include (but would not be limited by this list)
food
services, janitorial services, guarding inmates, community supervision,
medical
services, laundry, education, building maintenance and security.
Your
questions are expressly premised on the assumption that "all applicable
Washington
State standards for jail facilities and Washington State
standards
and training requirements for these services would be applied as
if the
service providers were city employees".
BRIEF ANSWER
A code city
is authorized to contract with a non-governmental entity for the
construction
of a jail. A code city is not authorized to lease a jail from a
private
party. A code city is not authorized to contract with a
non-governmental
entity for such entity to provide jail services where such
services
involve the overall management of an institution or the performance
of other
correctional or law enforcement functions. A code city is
authorized
to contract with a non-governmental entity for such entity to
provide
jail-related services that do not involve the overall management of
an
institution or the performance of other correctional or law enforcement
functions.
ANALYSIS
Your first
question, repeated for ease of reference, inquired as follows:
1. May a
code city contract with a non-governmental entity for the
construction
of a jail?
Cities
operating under the optional municipal code, RCW Title 35A, possess
extremely
broad powers. Such cities have legislative power similar to that
of the state
except for actions that contravene the constitution or
statutes.
RCW 35A.11.020. This authority includes the power to contract with
private
parties. See, e.g., Shaw Disposal, Inc. v. City of Auburn, 15 Wn.
App. 65, 546
P.2d 1236 (1976) (code city may contract for garbage disposal
without
restriction unless prevented by the constitution, general law, or
ordinance)
(citation omitted).
We are not
aware of anything in the state constitution or in the general law
of the state
that would prohibit a code city from contracting with a
non-governmental
entity for the construction of a jail. Indeed, as a
practical
matter, we would expect most major municipal capital projects to
be
constructed at least in part through contracts with non-governmental
entities.
Thus, in
answer to your first question, in our opinion a code city is
authorized
to contract with a non-governmental entity for the construction
of a city
jail.
Your second
question, repeated below, is as follows:
2. May a
code city lease a jail from a non-governmental entity?
In general,
code cities possess broad authority to acquire property for
municipal
purposes. See RCW 35A.11.010 (providing in part that code cities
may
"purchase, lease, receive, or otherwise acquire real and personal
property of
every kind"); RCW 35A.11.020 (providing in part that code cities
may exercise
power in regard to "the acquisition, sale, ownership,
improvement,
maintenance, protection, restoration, regulation, use, leasing,
disposition,
vacation, abandonment or beautification of public ways, real
property of
all kinds, waterways, structures, or any other improvement or
use of real
or personal property"). See also 10 Eugene McQuillan, The Law of
Municipal
Corporations § 28.10 (3d ed. 1999) ("When necessary to promote its
public
purposes, the municipal corporation usually is empowered to become
the lessee
of property. Also, the power to acquire property implies the
power to
lease, or to lease with an option to purchase".).
However, the
Legislature has significantly limited the power of cities and
counties
with respect to jails. In 1977, apparently after years of study,
the
Legislature enacted Laws of 1977, 1st Ex. Sess., ch. 316, the "City and
County Jails
Act" (hereinafter the "Act"), codified in RCW 70.48. The
Legislature
articulated the state’s policy and purpose in this legislation
as follows:
It is the
policy of this state that all city and county jails provide a
humane and
safe environment. It is the purpose of this chapter (1) to
require
classification of county and city jails on the basis of their
purpose and
their function in order to provide for (a) the setting of
state-wide
mandatory custodial care standards that are essential for the
health,
welfare, and security of persons confined in jails, (b) advisory
custodial
care minimum standards, and (c) physical plant minimum standards,
(2) to aid
the Washington state criminal justice training commission in
developing
and implementing personnel training and qualification standards,
and (3) to
provide for a determination of the role of the state and local
units of
government with regard to the custody of persons who are arrested
for and/or
convicted of violating statutes or ordinances which define
crimes. The
legislature also finds that in order to accomplish the purpose
of this
chapter it is necessary for the state to provide adequate funds to
enable units
of local government to fully comply with the physical plant
minimum
standards for detention and correctional facilities.
Laws of
1977, 1st Ex. Sess., ch. 316, § 1.
An
overarching principle of the Act was the requirement that "All jails
shall be
constructed, operated, and maintained in compliance with the
provisions
and intent of this chapter and the rules, regulations, and
standards
adopted thereunder". Laws of 1977, 1st Ex. Sess., ch. 316, § 7.
The Act
defined "jail" to mean "any holding, detention, or correctional
facility as
defined in this section." Laws of 1977, 1st Ex. Sess., ch. 316,
§ 2(4).
"Holding facility," "Detention facility," and
"Correctional
facility"
were in turn defined as follows:
"Holding
facility" means a facility operated by a governing unit primarily
designed,
staffed, and used for the temporary housing of adult persons
charged with
a criminal offense prior to trial or sentencing and for the
temporary
housing of such persons during or after trial and/or sentencing,
but in no
instance shall the housing exceed thirty days.
"Detention
facility" means a facility operated by a governing unit primarily
designed,
staffed, and used for the temporary housing of adult persons
charged with
a criminal offense prior to trial or sentencing and for the
housing of
adult persons for purposes of punishment and correction after
sentencing
or persons serving terms not to exceed ninety days.
"Correctional
facility" means a facility operated by a governing unit
primarily
designed, staffed, and used for the housing of adult persons
serving
terms not exceeding one year for the purposes of punishment,
correction,
and rehabilitation following conviction of a criminal offense.
Laws of
1977, 1st Ex. Sess., ch. 316, §§ 2 (1) ("Holding facility"), (2)
("Detention
facility"), (3) ("Correctional facility") (emphasis added). The
Act defined
"governing unit" to mean "the city and/or county or any
combinations
of cities and/or counties responsible for the operation,
supervision,
and maintenance of a jail". Laws of 1977, 1st Ex. Sess., ch.
316, § 2
(10) (emphasis added).
Significantly,
the Act appears to have narrowed cities’ preexisting
authority
with respect to jails. The Act in effect conformed such authority
to the
strictures and requirements of the Act. RCW 35.21.330, a grant of
authority
applicable to all cities and towns, was amended in the following
fashion:
Cities and
towns may acquire, build, operate and maintain ((jails,
workhouses,
workshops, stockades and other places of detention and
confinement))
holding, detention and correctional facilities as defined in
section 2 of
this 1977 amendatory act at any place within the territorial
limits of
the county in which the city or town is situated, as may be
selected by
the legislative authority of the municipality: PROVIDED, That
such
facilities comply with the provisions of sections 1 through 16 of this
1977
amendatory act and rules adopted thereto.
Laws of
1977, 1st Ex. Sess., ch. 316, § 19.
Thus, the
Act produced the following results, among others: (1) The
imposition
of mandatory physical plant and custodial care standards, (2) the
establishment
as an express limitation upon a city’s authority with respect
to jails the
requirement that jails comply with all requirements of the Act,
(3) the express
defining of jails as certain facilities "operated by" a
governing
unit, and (4) the express imposition upon cities and counties as
governing
units the responsibility for the "operation, supervision and
maintenance"
of jails.
In 1979 the
Legislature amended the Act. Laws of 1979, 1st Ex. Sess., ch.
232
(hereinafter the "1979 Act"). Insofar as relevant to the question
under
consideration,
in the 1979 Act, the Legislature expressly authorized
contracts
between counties and cities for jail services. The relevant
language is
as follows:
Contracts
for jail services may be made between a county and city located
within the
boundaries of a county, and among counties. The contracts shall:
Be in
writing, give one governing unit the responsibility for the operation
of the
jails, specify the responsibilities of each governing unit involved,
and include
the applicable charges for custody of the prisoners as well as
the basis
for adjustments in the charges. The contracts may be terminated
only by
ninety days written notice to the governing units involved and to
the [state
jail] commission. The notice shall state the grounds for
termination
and the specific plans for accommodating the affected jail
population.
Laws of
1979, 1st Ex. Sess., ch. 232, § 15(1) (emphasis added). In addition,
the 1979 Act
provided that "[a] person convicted of an offense punishable by
imprisonment
in a city or county jail may be confined in the jail of any
city or
county contracting with the prosecuting city or county for jail
services".
Laws of 1979, 1st Ex. Sess., ch. 232, § 19 (emphasis added).
In 1983, as
part of a bill relating to drunk driving and related sentencing
reforms, the
Legislature again amended the Act. In Laws of 1983, ch. 165
(hereinafter
the "1993 Act"), the Legislature authorized cities and counties
to establish
special detention facilities for certain sentenced persons
considered
not to pose significant security risks. Notably, the 1983 Act
authorized
these special detention facilities to "be operated by a
noncorrectional
agency or by noncorrectional personnel by contract with the
governing
unit". Laws of 1983, ch. 165, § 39(4).
Considering
the 1977, 1979, and 1983 Acts together, as well as the 1987
amendments
to the Act, we conclude that the Legislature has authorized
cities to
contract only with the county within which a given city is located
for general
jail services, and with "noncorrectional agenc[ies]" or
"noncorrectional
personnel" for the operation of special detention
facilities.
In other words, we do not believe that the Legislature has
authorized
cities to lease jails from non-governmental entities.
We recognize
that one may attempt to read the requirement that jails be
"operated"
by cities or counties as referring only to the management, as
opposed to
ownership, of facilities. We would find such an attempt
unpersuasive.
As noted above, "Governing unit" is defined with reference to
"cities
and/or counties responsible for the operation, supervision, and
maintenance
of a jail". RCW 70.48.020(7) (emphasis added). We view the
comprehensive
and cumulative nature of a city or county’s responsibilities
to operate,
supervise, and maintain jails to be inconsistent with an
interpretation
that jails may be owned by a non-governmental entity.
Moreover,
RCW 70.48.220 provides that "[a] person convicted of an offense
punishable
by imprisonment in a city or county jail may be confined in the
jail of any
city or county contracting with the prosecuting city or county
for jail
services". (emphasis added). We believe that this provision clearly
contemplates
city or county ownership of jails.
More
generally, the integrated nature of jails within the context of the
state’s
overall correctional system makes us believe that the Legislature
would have
spoken in unmistakably clear terms if it had intended to
authorize
private ownership of facilities that may confine not only those
persons
held, detained, or housed in connection with municipal infractions,
but also
those held or detained for violations of state criminal laws and
destined for
state correctional facilities. However, our review of the
legislative
history of the Act, and of the 1979, 1983 and 1987 Acts, did not
disclose any
suggestion or consideration of the potential or authority for
private
ownership of holding, detention, or correctional facilities. Compare
MICH. COMP.
LAWS § 117.4e (2000) (providing in part that Michigan home rule
cities may
provide in their charters "[f]or the acquisition by purchase,
gift,
condemnation, lease, construction or otherwise . . . the following
improvements
including the necessary lands therefor, viz: . . . police
stations . .
. city prisons and workhouses, penal farms, institutions . . .
(emphasis added);
TEX. LOC. GOV’T CODE § 361.061 (in part authorizing Texas
municipalities
to contract with private prison contractors for the leasing
of jails and
related facilities). We also note that the Legislature’s most
recent
enactment with respect to city and county jails appears not to
contemplate
the concept of private ownership of such facilities. See Laws of
2000, ch. 3
(providing in part for the implementation of an electronic
state-wide
"city and county jail booking and reporting system" capable of
communicating
with "every Washington state city and county jail" and the
provision by
certain "city and county jails" of certain information to the
Washington
Association of Sheriffs and Police Chiefs).
As a
practical matter, it seems unlikely to us that a non-governmental
entity would
seek to lease a jail to a city without also seeking a contract
to provide
jail-related services to the city. Be that as it may, while the
practical
and policy issues relating to a stand-alone lease may be less
complex than
a situation involving the private ownership and private
management
of a jail, for the reasons discussed above, we nevertheless do
not believe
that the Legislature has authorized code cities to lease jails
from
non-governmental entities.
Thus, in
answer to your second question, in our opinion a code city may not
lease a jail
from a non-governmental entity.
Your third
question, repeated here for ease of reference, is as follows:
3. Assuming
that the city employs the chief administrative officer of the
jail and
retains direct accountability, does a code city have the authority
to contract
with a non-governmental entity for services associated with the
jail? These
services could include (but would not be limited by this list)
food
services, janitorial services, guarding inmates, community supervision,
medical
services, laundry, education, building maintenance and security.
RCW 70.48
requires a city that is primarily responsible for the operation of
a jail to discharge
that responsibility either through its own corrections
department,
if there be one, or through the city’s chief law enforcement
officer. In
this regard, RCW 70.48.090(3) provides as follows:
A city or
county primarily responsible for the operation of a jail or jails
may create a
department of corrections to be in charge of such jail and of
all persons
confined therein by law, subject to the authority of the
governing
unit. If such department is created, it shall have charge of jails
and persons
confined therein. If no such department of corrections is
created, the
chief law enforcement officer of the city or county primarily
responsible
for the operation of said jail shall have charge of the jail and
of all
persons confined therein.
(emphasis
added).
Where a
statute confers specific functions to particular municipal officers
or boards,
such functions may not be delegated to others unless the statute
expressly
authorizes such delegation to some other officer or body. Noe v.
Edmonds
School District, 83 Wn.2d 97, 103, 515 P.2d 977 (1973). See also
Roehl v. PUD
1, 43 Wn.2d 214, 240, 261 P.2d 92 (1953) ("Where the enabling
legislation
under which a municipal or quasi-municipal corporation derives
its power
confides legislative or discretionary functions in particular
officials or
boards, such functions may not be delegated to others.")
However,
"those in whom such functions repose may delegate to others the
performance
of duties of a purely ministerial or administrative nature."
Roehl v. PUD
1, 43 Wn.2d at 240.
The Act does
not expressly authorize the corrections departments or chief
law
enforcement officers of governing units to delegate to others the duty
to
"have charge of such jail and of all persons confined therein by
law". In
this
connection, we note again that the Act specifically authorizes a city
to contract
for jail services only with the county in which it is located.
The Act does
not define "jail services". However, given the purpose and
structure of
the Act, we think "jail services" logically refers to the
provision of
space for the holding, detention, or housing of persons, as
well as to
the overall management of a jail and to the performance of other
jail-related
correctional and law enforcement functions. Any reading of
"jail
services" as excluding the overall management of a jail or the
performance
of other jail-related correctional and law enforcement functions
would, we
believe, render meaningless the Legislature’s specific delegation
to
corrections departments or chief law enforcement officers of the
responsibility
to "have charge of jails and all persons confined therein".
We find it
useful at this point to return to the definition of "jail": a
holding,
detention, special detention or correctional facility "operated by
a governing
unit". RCW 70.48.020 (emphasis added). The performance by a
non-governmental
entity of correctional or law enforcement functions with
respect to a
given facility would seem to render that facility something
other than a
"jail". As noted above, a city’s authority with respect to
jail-type
facilities is limited to "jails". RCW 70.48.180.
Thus, we
must conclude that a code city is not authorized to contract with a
non-governmental
entity for the provision of jail-related services involving
the overall
management of a jail or the performance of other correctional or
law
enforcement functions. By way of reference to the list of examples
contained in
your third question, we believe such services would include
community
supervision, the guarding of inmates, and general jail security.
Conversely,
we do not view either the language or purpose of the Act as
precluding a
city from contracting for jail-related services with a
non-governmental
entity where such entity will not be responsible for the
overall
management of a jail and will not perform other correctional or law
enforcement
functions. Stated another way, to the extent that these other
services may
be viewed as within the corrections department’s or chief law
enforcement
officer’s responsibility to have "charge of [the] jail and of
all persons
confined therein", such services can reasonably be viewed as
administrative
functions and thus susceptible of performance by others
through
proper contracting procedures.
We emphasize
that our conclusions are not the result of the rote application
of legal
principles relating to municipal officers. As discussed in
connection
with your second question, city and county jails form an
important
part of an integrated, statewide system of holding, detention, and
correctional
facilities. Persons incarcerated in city jails often are or
become
committed to the custody of the Department of Corrections. Moreover,
the
Legislature has specifically declared that it is the policy of this
state that
city and county jails meet certain standards. Thus, we do not
find it
surprising that, within the framework of a statute designed to
establish
and maintain certain standards applicable to all jails, the
Legislature
specifically placed the responsibility for the charge of jails
and inmates
with those persons arguably in the best position to exercise the
most direct
control over such matters, i.e. city and county corrections
departments
or law enforcement agencies.
Finally, and
not incidentally, we note that, unlike the Act, statutes from
some other
states provide express authority for cities to contract with
non-governmental
entities for the operation of correctional facilities. See,
e.g., TEX.
LOC. GOV’T CODE § 361.061 (authorizing the governing body of any
Texas
municipality to "contract with a private vendor or a county to provide
for the
financing, design, construction, leasing, operation, purchase,
maintenance,
or management of a jail, detention center, work camp, or
related
facility."); ARK. CODE ANN. § 12-50-106 (a) (authorizing the
Arkansas
corrections department, regional corrections commissions, and
political
subdivisions "to enter into contracts with each other and with
prison
contractors for the financing, acquiring, constructing and operating
of
facilities".)
CONCLUSION
A code city
is authorized to contract with a non-governmental entity for the
construction
of a jail. A code city is not authorized to lease a jail from a
non-governmental
entity. A code city is not authorized to contract with a
non-governmental
entity for such entity to provide jail-related services
involving
the overall management of a jail or the performance of other
correctional
or law enforcement functions. A code city is authorized to
contract
with a non-governmental entity for such entity to provide
jail-related
services that do not involve the overall management of a jail
or the
performance of other correctional or law enforcement functions.
We trust the
above will be of assistance.
Very truly
yours,
ROBERT J.
FALLIS
Assistant
Attorney General
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